# com.thenextgennexus/regulatory-filings-mcp

SEC & institutional filings — Form 4, 8-K, 13F, Schedule 13D, Form D, IPO & earnings calendars.

- **Type:** MCP server
- **Trust:** 60/100 (B), scored on the content rubric
- **Verification:** community-indexed — nobody has claimed this listing
- **Version:** 1.0.0
- **Author:** com.thenextgennexus
- **License:** Unknown
- **Endpoints:** streamable-http https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- **Source:** https://apify.com/nexgendata/regulatory-filings-mcp
- **Endpoint health:** reachable (last checked 2026-09-06T11:21:18.959Z, 3 samples) — uptime is not a security property and is not part of the trust score
- **Compatible clients:** claude-code, cursor, copilot, chatgpt, gemini (basis: transport)

## Trust

60/100 (B), scored on the content rubric
- Publisher verified: no
- Install scripts: nothing suspicious found
- Prompt-injection scan: clean
- Obfuscation scan: clean
- Evidence age: 1 day

## Security scan

- **Status:** clean
- **Scanned:** 2026-09-06T11:21:18.959Z
- **Version scanned:** live
- **CVEs:** no coverage — this entry has no package coordinates to query OSV against, so "no known CVEs" is NOT asserted for it.

## Tools

17 declared. Observed from a live `tools/list` probe.
- `get_form_4_insider_trades` — Retrieve SEC Form 4 insider trades (officers/directors buying or selling their own stock). Replaces a WhaleWisdom Insider feed subscription. Returns transaction
- `get_form_d_private_funding` — Retrieve SEC Form D private offerings — private rounds, hedge fund launches, exempt securities filings. VC and private equity intel for tracking who's raising a
- `get_form_8k_material_events` — Retrieve SEC Form 8-K material event filings — M&A, executive changes, bankruptcy, earnings, going concerns. Replaces an 8-K Push subscription. Real-time materi
- `get_form_13f_holdings` — Retrieve SEC Form 13F-HR holdings — institutional investor positions ($100M+ AUM funds). Pull Berkshire Hathaway, Renaissance, Citadel, Two Sigma quarterly posi
- `get_schedule_13d_activist` — Retrieve SEC Schedule 13D / 13G activist & beneficial-ownership filings (>5% stake). Track Carl Icahn, Elliott Management, Pershing Square, Trian moves — the ac
- `detect_insider_cluster` — Detect insider buying clusters — multiple officers/directors buying the same stock inside a window. The smart-money signal hedge funds pay $200+/mo for. Returns
- `get_13f_delta` — Compute the position delta between a 13F filer's two most recent filings. Returns new positions, increased stakes, reduced stakes, and full exits per CUSIP — th
- `get_swf_holdings` — Retrieve sovereign wealth fund (SWF) US equity holdings — Norway GPFG, GIC Singapore, ADIA, PIF. Tracks position changes for the world's largest state-backed in
- `get_ipo_calendar` — Retrieve upcoming IPO calendar — pricing date, shares offered, price range, lead underwriters. Args: days_forward: Calendar horizon in days (default 30) — passe
- `get_earnings_calendar` — Retrieve upcoming earnings calendar — report dates, EPS estimates, revenue estimates. Args: days_forward: Calendar horizon in days (default 14) ticker: Optional
- `get_earnings_estimates` — Retrieve analyst earnings estimate revisions — EPS upgrades/downgrades over the lookback window. Args: ticker: Required ticker symbol days_back: Lookback window
- `get_analyst_targets` — Retrieve Wall Street analyst price targets for a ticker — high, low, mean, latest changes by firm. Args: ticker: Required ticker symbol
- `get_pre_ipo_secondary` — Retrieve pre-IPO secondary market valuations — Forge, EquityZen, Hiive prices for SpaceX, Stripe, OpenAI tier names. Args: company: Optional company name filter
- `get_options_unusual_activity` — Retrieve unusual options activity — volume vs open-interest spikes, large block trades, suspected smart-money positioning. Args: ticker: Optional ticker filter 
- `get_short_interest` — Retrieve short interest data — short ratio, days-to-cover, % of float short, changes vs prior period. Args: ticker: Optional ticker filter days_back: Informatio
- `get_stock_splits_corporate_actions` — Retrieve upcoming stock splits, spinoffs, mergers, special dividends, and other corporate actions. Args: days_forward: Calendar horizon in days (default 60)
- `get_dividend_aristocrats` — Retrieve S&P 500 Dividend Aristocrats — companies with 25+ consecutive years of dividend increases. Args: min_years: Minimum consecutive years of dividend incre

## Install

**Verdict: review** — Installable, but 2 things to check first: No CVE coverage: this entry has no npm/PyPI coordinates to query OSV against, so "no known vulnerabilities" is not a claim that can be made about it.
**Cautions** (coverage gaps and advisories — never blocking)
- No CVE coverage: this entry has no npm/PyPI coordinates to query OSV against, so "no known vulnerabilities" is not a claim that can be made about it.
- No publisher has proved control of this listing; it is indexed, not vouched for.
**Config** (claude-code):
```json
"{\n  \"mcpServers\": {\n    \"regulatory-filings-mcp\": {\n      \"type\": \"http\",\n      \"url\": \"https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp\"\n    }\n  }\n}"
```

## Blast radius

Contained to moderate — no credential declaration found, from the publisher, the upstream registry, or the README. Known so far: runs on someone else's infrastructure; read-only tool surface.
- Floor 9, ceiling 27 (tier: unknown)
- `unknown` means the floor and ceiling land in different bands — not measured enough to name one. It does not mean low.
- This is impact, not likelihood. A high radius is not a defect: a filesystem server is supposed to write files. It is never part of the trust score.

## Machine-readable views of this entry

- Signed JSON: https://forgeregistry.com/api/v1/packages/com.thenextgennexus%2Fregulatory-filings-mcp
- Install plan: https://forgeregistry.com/api/v1/packages/com.thenextgennexus%2Fregulatory-filings-mcp/install-plan
- Alternatives: https://forgeregistry.com/api/v1/alternatives/com.thenextgennexus%2Fregulatory-filings-mcp
- HTML page: https://forgeregistry.com/registry/com.thenextgennexus%2Fregulatory-filings-mcp
- MCP: POST https://forgeregistry.com/api/mcp → `forge_get_package` / `forge_install_plan`

## About this document

Generated by Forge (https://forgeregistry.com) — a compact rendering of the same record served, signed, at the JSON URL above. Trust and scan facts are the registry's own measurements; anything Forge did not measure is named as unmeasured rather than omitted.